Corporate Finance and Securities Law

In the area of finance and securities issues, attorneys assist public companies in anticipating and planning for the significant regulatory change being imposed by the SEC on public companies. We regularly counsel companies on their Securities Exchange Act reporting obligations, including Forms 10-K, 10-Q and 8-K and assist in the preparation of their proxy statements, including submission of shareholder proposals to the SEC staff. Attorneys have experience advising on disclosure controls and procedures, internal accounting controls and procedures, SEC accounting interpretations, Regulation FD compliance issues, and the SEC mandated CEO and CFO certifications. In the area of mergers and acquisitions, attorneys have experience in representing privately-held and family owned businesses selling their entities to publicly-held companies to ensure client interests are fully covered.

 

Sarah Benes
Roger Crabb
Jeff Mullins
Bill Stone
David Turner
Brad Whitlock